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Current Employers
Knox Wealth Partners Advisory

10710 Murdock Drive Suite 101, Knoxville, TN 37932 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-07-12
  • TN RA
    APPROVED
    Since 2017-07-12

Branch Locations

10710 Murdock Drive Suite 101, Knoxville, TN 37932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles F. Farmer Knoxville TN 11/2008 Present
Lpl Financial Llc Knoxville TN 11/2012 Present
Knox Wealth Partners Advisory Knoxville TN 07/2017 Present
  • 11/2008 → Present
    Charles F. Farmer
    Knoxville, TN
  • 11/2012 → Present
    Lpl Financial Llc
    Knoxville, TN
  • 07/2017 → Present
    Knoxville, TN
Previous Registrations
  • 2010-06-14 → 2012-12-11
    Osaic Fs, Inc.
    Knoxville, TN
    Lexington, KY
    Knoxville, TN
  • 2004-10-29 → 2008-11-10
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Knoxville, TN
    Charlotte, NC
  • 2004-03-16 → 2004-10-19
    First Horizon Advisors, Inc.
    Knoxville, TN
Other Businesses

1. 11/14/2012 - Alliance Financial, Inc - Business Entity for Tax purposes only - INV REL-AT BUSINESS LOCATION(S); Business Entity for Tax purposes only; TIME SPENT 5%. 2. 11/26/2012 - PRESBYTERY OF EAST TENNESSEE, PCUSA - COMMUNITY, CIVIC AND CHARITABLE BOARD - MINISTER - 5% OF TIME SPENT 3. 10/6/2014: KNOX WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 10/10/2014 - 120 Hours Per Month/7 Hours During Securities Trading. 4. 10/19/2015 - NO BUSINESS NAME - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - START 06/01/1991 - 10 Hours Per Month During Securities Trading. 5. 6/15/2017 - Knox Wealth Partners Advisory - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/05/2017 - 80 Hours Per Month During Securities Trading. 6. 7/27/2017 - Knox Wealth Partners Advisory LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - IAR - started 07/05/2017 - 80 Hours Per Month/70 Hours During Securities Trading - I provide investment advisory services through Knox Wealth Partners Advisory LLC, an independent investment advisor firm. I started this business activity in 07/2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 9/25/2020 - KWP Properties, LLC - Not Investment Related - 10710 Murdock Dr.; Suite 101; Knoxville, TN 37932 - Business Entity For Tax/Investment Purposes Only - Started 04/05/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Owner occupied Commercial Office Building.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-18
  • S63 Uniform Securities Agent State Law Examination
    1992-06-18
Designations

View on SEC IAPD

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