Hollie Jeane Nelson

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-08-16
TX	RA	APPROVED_RES	2017-04-17
WI	RA	APPROVED	1998-03-06

FL RA
APPROVED

Since 2017-08-16
TX RA
APPROVED_RES

Since 2017-04-17
WI RA
APPROVED

Since 1998-03-06

Branch Locations

One Main St Ste 300, Racine, WI 53403 • United States

Mount Pleasant, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Incorporated	Racine	WI	03/1998	Present

03/1998 → Present

Robert W. Baird & Co. Incorporated

Racine, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-01-26
S63	Uniform Securities Agent State Law Examination	1994-06-07

S65 Uniform Investment Adviser Law Examination

1999-01-26
S63 Uniform Securities Agent State Law Examination

1994-06-07

Other Names

Hollie Franke
Hollie J Frake
Hollie Holle
Hollie Jeane Holle

View on SEC IAPD

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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