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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
UT RA APPROVED 2025-03-31
  • AZ RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31
  • UT RA
    APPROVED
    Since 2025-03-31

Branch Locations

Mesa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pure Financial Advisors, Inc San Diego CA 03/2016 03/2017
Sagepoint Financial Phoenix AZ 05/2017 03/2021
Fidelity Investments Salt Lake City UT 03/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 03/2016 → 03/2017
    Pure Financial Advisors, Inc
    San Diego, CA
  • 05/2017 → 03/2021
    Sagepoint Financial
    Phoenix, AZ
  • 03/2021 → Present
    Fidelity Investments
    Salt Lake City, UT
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-05-07 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
  • 2017-05-22 → 2021-03-19
    Osaic Services, Inc.
    Scottsdale, AZ
  • 2016-03-28 → 2017-05-23
    San Diego, CA
  • 2014-02-18 → 2016-03-09
    Loma Linda, CA
    Riverside, CA
    Loma Linda, CA
    Temecula, CA
    Temecula, CA
    San Diego, CA
  • 2003-06-25 → 2013-09-09
    Td Ameritrade, Inc.
    Carlsbad, CA
    San Diego, CA
  • 2006-04-25 → 2013-09-09
    Td Ameritrade Investment Management, Llc
    Carlsbad, CA
Other Businesses

OBA-115398|OrgNmn:Building Block Racers|Org Addr:Mesa,Arizona,US|OBA Nature:Children & Adult Event and Ent|Invst Rel:N|Title:Event Director|Duties:Serve as Event Director and assist on coordinating renting of equipment for parties, club, school or charity events|StrtDt:01-15-25|TotHrs/mon:10|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-16
S63 Uniform Securities Agent State Law Examination 1992-06-15
  • S66 Uniform Combined State Law Examination
    2003-06-16
  • S63 Uniform Securities Agent State Law Examination
    1992-06-15
Other Names
  • John W Stumpf
  • John Walter Stumpf
  • John Stumpf

View on SEC IAPD

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