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John Paul Greiten

Ameriprise Financial Services, LLC

Walnut Creek, CA

Martinez, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-22
CA RA APPROVED 2004-06-23
  • TX RA
    APPROVED
    Since 2019-01-22
  • CA RA
    APPROVED
    Since 2004-06-23

Branch Locations

1600 S Main St Ste 290, Walnut Creek, CA 94596 • United States

Martinez, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pleasant Hill CA 08/2005 03/2020
Ameriprise Financial Services, Llc Walnut Creek CA 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-13
S63 Uniform Securities Agent State Law Examination 1992-07-16
  • S65 Uniform Investment Adviser Law Examination
    2004-07-13
  • S63 Uniform Securities Agent State Law Examination
    1992-07-16

View on SEC IAPD

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