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Current Employers
Emerald Pacific Investment Advisors Llc

Tacoma, WA • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-09-01
  • WA RA
    APPROVED
    Since 2021-09-01

Branch Locations

Tacoma, WA • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Emerald Pacific Investment Advisors, Llc Tacoma WA 02/2021 Present
Emerald Pacific Capital Llc Tacoma WA 10/2016 Present
Security National Mortgage Tacoma WA 09/2015 10/2016
Farmers Insurance Company Tacoma WA 03/2025 Present
  • 02/2021 → Present
    Tacoma, WA
  • 10/2016 → Present
    Emerald Pacific Capital Llc
    Tacoma, WA
  • 09/2015 → 10/2016
    Security National Mortgage
    Tacoma, WA
  • 03/2025 → Present
    Farmers Insurance Company
    Tacoma, WA
Other Businesses

EMERALD PACIFIC CAPITAL, LLC; INVESTMENT RELATED - YES; 3600 PORT OF TACOMA ROAD, STE. 309, TACOMA, WA 98424; CONSUMER LOAN COMPANY OFFERING MORTGAGE AND COMMERCIAL MORTGAGES; MANAGING PRINCIPAL AND MORTGAGE BROKER; START DATE: 10/2016; 40 HOURS PER MONTH; 40 HOURS PER MONTH DURING TRADING HOURS; ORIGINATION OF MORTGAGE LOANS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-18
S63 Uniform Securities Agent State Law Examination 2019-02-08
  • S65 Uniform Investment Adviser Law Examination
    2021-05-18
  • S63 Uniform Securities Agent State Law Examination
    2019-02-08

View on SEC IAPD

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