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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-31 |
Branch Locations
200 N Westlake Blvd Ste 202, Westlake Village, CA 91362 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Westlake Village | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 11/2016 | 10/2024 |
| Wells Fargo Advisors Financial Network, Llc ( | Westlake Village | CA | 10/2024 | Present |
BINGDOM ENTERPRISES CORPORATION; WESTLAKE VILLAGE, CA; 100% OWNERSHIP; TRANSITION TO FINET; START DATE: 9/12/2024; 4 HOURS PER MONTH; 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-08-10 |
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