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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-28 |
| FL | RA | APPROVED | 2017-03-06 |
| CO | RA | APPROVED | 2017-03-03 |
Branch Locations
Cordillera, CO • United States
350 E Las Olas Blvd 19Th Fl, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Ft. Lauderdale | FL | 06/2009 | 03/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2017 |
| Wells Fargo Clearing Services, Llc | Fort Lauderdale | FL | 03/2017 | Present |
BLUETIP ENTERPRISES, LLC, NOT INV RELATED, FORT LAUDERDALE, FL, 9.5% OWNER, START 4/1/2014, 0 HOURS, NO DUTIES. LAW 511, LLC, INV RELATED, EDWARDS, CO, 100% OWNERSHIP, START 6/5/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF IRA LLC. RENTAL PROPERTY; INV RELATED; GYPSUM,CO; 100% OWNERSHIP WITH SPOUSE; START 5/2/2022; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-20 |
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