Matthew L. Broad

Strategic Advisers LLC

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Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-03-31

NJ RA
APPROVED

Since 2025-03-31

Branch Locations

Middletown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Equitable	Secaucus	NJ	09/2015	06/2020
Axa-Advisors, Llc	New York	NY	05/2017	06/2020
Equitable	Secaucus	NJ	09/2015	12/2021
Equitable Advisors, Llc	New York	NY	05/2017	12/2021
Fidelity Investments	Merrimack	NH	12/2021	Present
Fidelity Investments	Boston	MA	03/2025	Present

09/2015 → 06/2020

Axa Equitable

Secaucus, NJ
05/2017 → 06/2020

Axa-Advisors, Llc

New York, NY
09/2015 → 12/2021

Equitable

Secaucus, NJ
05/2017 → 12/2021

Equitable Advisors, Llc

New York, NY
12/2021 → Present

Fidelity Investments

Merrimack, NH
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2023-04-21 → 2025-03-31

Fidelity Personal And Workplace Advisors

Middletown, NJ
2011-07-27 → 2011-08-12

Cadaret, Grant & Co., Inc.

Syracuse, NY

Red Bank, NJ
2007-08-29 → 2008-01-08

Putnam Investment Management, Llc

Boston, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-14
S65	Uniform Investment Adviser Law Examination	2007-08-23
S63	Uniform Securities Agent State Law Examination	2006-04-11

S66 Uniform Combined State Law Examination

2023-04-14
S65 Uniform Investment Adviser Law Examination

2007-08-23
S63 Uniform Securities Agent State Law Examination

2006-04-11

Other Names

Matthew Laurence Broad
Matthew Broad

View on SEC IAPD

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