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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-05 |
| IN | RA | APPROVED | 2016-11-18 |
Branch Locations
1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
9340 Priority Way West, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Indianapolis | IN | 05/2009 | 11/2016 |
| Sanctuary Wealth | Indianapolis | IN | 11/2016 | Present |
(1) Name: Cooke Family Foundation Position: Board Member Nature: Family Foundation Investment Related: Yes Hours: 1 Securities Trading Hours: 0 Start Date: 01/01/2000 Address: 10768 Club Chase, Fishers IN 46037, United States Description: Board Member (2) Name: Cathedral High School Position: Finance Committee Member Nature: Finance / Investment Committee Investment Related: Yes Hours: 2 Securities Trading Hours: 0 Start Date: 01/01/2018 Address: 5225 E. 56th Street, Indianapolis IN 46226, United States Description: Give advise and council to the Board of Directors as it relates to Cathedral's Foundation (3) Name: Suchko Family Life Insurance Trust Position: Trustee Nature: Insurance Trust Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 12/03/1999 Address: 11038 Woods Bay Lane, Indianapolis IN 46236, United States Description: Trustee (4) Name: CFG Properties, LLC. Position: Managing Member Nature: Business Rental Property Investment Related: Yes Hours: 2 Securities Trading Hours: 0 Start Date: 01/01/2020 Address: 9340 Priority Way West Drive, Indianapolis IN 46240, United States Description: Managing Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-01 |
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