Michael Curt Schwartz

Current Employers

Mz Capital, Llc

Washington, DC • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-08-10

MD RA
APPROVED

Since 2023-08-10

Branch Locations

Washington, DC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Securities America, Inc.	Lancaster	PA	02/2006	10/2017
Master'S Financial Associates	Lancaster	PA	01/2004	10/2017
Securities America Advisors, Inc.	Lancaster	PA	10/2012	10/2017
Mz Capital Management	Bethesda	MD	01/2018	Present

02/2006 → 10/2017

Securities America, Inc.

Lancaster, PA
01/2004 → 10/2017

Master'S Financial Associates

Lancaster, PA
10/2012 → 10/2017

Securities America Advisors, Inc.

Lancaster, PA
01/2018 → Present

Mz Capital Management

Bethesda, MD

Previous Registrations

2012-10-05 → 2017-10-27

Securities America Advisors, Inc.

Lancaster, PA
2007-09-05 → 2012-12-31

Master'S Advisors, Inc.

Lancaster, PA

Other Businesses

Home Instead Senior Care, owner of the business, - 90% Time Spent MESSIAH COLLEGE/VOLUNTEER--REGIONAL LEADERSHIP COUNCIL MEMBER - 1% TIME SPENT SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 01/2004 - LOCATED AT 480 NEW HOLLAND AVE STE 7201, LANCASTER, PA 17602 PA STATE LEGION BASEBALL TOURNAMENT POSITION: Treasurer NATURE: Tracking finances for the PA State Legion baseball tournament from Dec 15 2016 to July 31, 2017. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2016 ADDRESS: 119 Meadow Valley Rd., Ephrata PA 17522 DESCRIPTION: Tracking finances for the PA State Legion baseball tournament from Dec 15 2016 to July 31, 2017. MASTER'S ADVISORS POSITION: Agent NATURE: Insurance Advice INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/12/2007 ADDRESS: 480 New Holland Ave, Ste 7201, Lancaster PA 17602, United States DESCRIPTION: Helping clients decide if insurance contracts are appropriate for their situations.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-29
S63	Uniform Securities Agent State Law Examination	2007-04-09

S65 Uniform Investment Adviser Law Examination

2007-08-29
S63 Uniform Securities Agent State Law Examination

2007-04-09

Other Names

Mike C Schwartz
Michael C Schwartz

View on SEC IAPD