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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-04
MA RA APPROVED 2016-10-25
  • TX RA
    APPROVED
    Since 2018-05-04
  • MA RA
    APPROVED
    Since 2016-10-25

Branch Locations

230 Broadway Suite 101, Lynnfield, MA 01940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corp Peabody MA 11/2003 09/2016
Lpl Financial Llc Lynnfield MA 10/2016 Present
Integrated Wealth Concepts Llc Waltham MA 10/2016 Present
  • 11/2003 → 09/2016
    Lincoln Financial Advisors Corp
    Peabody, MA
  • 10/2016 → Present
    Lpl Financial Llc
    Lynnfield, MA
  • 10/2016 → Present
    Waltham, MA
Previous Registrations
  • 2003-12-19 → 2016-11-04
    Osaic Fa, Inc.
    Peabody, MA
    Peabody, MA
  • 1998-03-31 → 2003-12-19
    Veravest Investment Advisors, Inc.
    Waltham, MA
Other Businesses

1. 10/21/2016 - REAL ESTATE RENTAL - Investment Related - Ipswich, MA - Start Date 7/2/2015 - 1 hour per month/ 0 hours during trading 2. 10/21/2016 - Integrated Financial Partners - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Time Spent 100% - Investment Related - At Reported Business Location(s) 3. 11/18/2016 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 100% - IAR. 4. 11/18/2016 - Integrated Wealth Concepts LLC / Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 100% - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 10/3/2019 - No Business Name - Investment Related - Ipswich, MA - Real Estate Rental - Start Date 08/26/2019 - 5 Hours Per Month/0 Hours During Securities Trading. 6. 5/4/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 7. 5/5/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 8. 06/08/2026 - Nishan Mootafian - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/02/1993 - 15 hours per month/ 5 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-27
S63 Uniform Securities Agent State Law Examination 1992-07-23
  • S65 Uniform Investment Adviser Law Examination
    1998-01-27
  • S63 Uniform Securities Agent State Law Examination
    1992-07-23
Other Names
  • Nishan Mootafian
  • Nishan D Mootafian

View on SEC IAPD

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