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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-05-04 |
| MA | RA | APPROVED | 2016-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corp | Peabody | MA | 11/2003 | 09/2016 |
| Lpl Financial Llc | Lynnfield | MA | 10/2016 | Present |
| Integrated Wealth Concepts Llc | Waltham | MA | 10/2016 | Present |
1. 10/21/2016 - REAL ESTATE RENTAL - Investment Related - Ipswich, MA - Start Date 7/2/2015 - 1 hour per month/ 0 hours during trading 2. 10/21/2016 - Integrated Financial Partners - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Time Spent 100% - Investment Related - At Reported Business Location(s) 3. 11/18/2016 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 100% - IAR. 4. 11/18/2016 - Integrated Wealth Concepts LLC / Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 100% - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 10/3/2019 - No Business Name - Investment Related - Ipswich, MA - Real Estate Rental - Start Date 08/26/2019 - 5 Hours Per Month/0 Hours During Securities Trading. 6. 5/4/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 7. 5/5/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 8. 06/08/2026 - Nishan Mootafian - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/02/1993 - 15 hours per month/ 5 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-23 |
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