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Robert Allen Cooke

Broxton Capital Advisors

Los Angeles, CA

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Current Employers
Broxton Capital Advisors

151 Calle De San Francisco Suite 200, Old San Juan, PR 00901-1659 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-18
PR RA APPROVED 2015-11-09
  • CA RA
    APPROVED
    Since 2025-08-18
  • PR RA
    APPROVED
    Since 2015-11-09

Branch Locations

1063 Gayley Ave, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broxton Capital Advisors Los Angeles CA 08/2005 Present
Hudson Cooper Asset Management, Inc. Los Angeles CA 02/2015 Present
  • 08/2005 → Present
    Broxton Capital Advisors
    Los Angeles, CA
  • 02/2015 → Present
    Hudson Cooper Asset Management, Inc.
    Los Angeles, CA
Previous Registrations
  • 2015-02-26 → 2021-04-07
    Hudson Cooper Asset Management, Inc.
    Los Angeles, CA
  • 2005-11-08 → 2012-06-04
    Broxton Capital Advisors
    Los Angeles, CA
Other Businesses

San Juan Incubators- Assists development stage companies.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-08
S63 Uniform Securities Agent State Law Examination 1994-10-26
  • S65 Uniform Investment Adviser Law Examination
    2005-12-08
  • S63 Uniform Securities Agent State Law Examination
    1994-10-26
Other Names
  • Allen Cooke
  • Robert Allen Jr Cooke

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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