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181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-03-24 |
| IL | RA | APPROVED | 2017-11-06 |
Branch Locations
181 West Madison Street 35Th Floor, Chicago, IL 60602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Geneva Investment Management Llc | Chicago | IL | 01/2003 | 10/2017 |
| Uhlmann Price Securities Llc | Chicago | IL | 10/2004 | 10/2017 |
| Gnv Advisors, Llc | Chicago | IL | 05/2008 | 10/2017 |
| Atlantic Trust Investment Advisors, Inc. | Chicago | IL | 10/2017 | 10/2017 |
| Cibc Private Wealth Advisors, Inc | Chicago | IL | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-20 |
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