Samuel Bruce Phillips

Current Employers

Employment History

• 09/2011 → Present
  Retirement & Wealth Strategies
  Covington, GA
• 06/2016 → Present
  Cape Securities, Inc.
  Mcdonough, GA
• 01/2026 → Present
  American Global Wealth Management
  Mcdonough, GA

Previous Registrations

• 2004-11-18 → 2016-07-29
  Ameritas Investment Company, Llc
  Memphis, TN
  Covington, GA
  Lincoln, NE
• 2003-09-25 → 2004-07-02
  Voya Financial Advisors, Inc.
  Conyers, GA
• 2003-01-29 → 2003-10-17
  Woodbury Financial Services, Inc.
  Conyers, GA

Other Businesses

1) RETIREMENT & WEALTH STRATEGIES - AN UNREGISTERED DBA; FINANCIAL RELATED; SELLING INSURANCE AND INSURANCE BASED PRODUCTS SUCH AS FIXED ANNUITIES, LONG TERM CARE AND LIFE INSURANCE, 40 HOURS PER MONTH; START DATE=09/2011 2) PHOENIX PASS AN ADVOCACY AND INTERVENTION LIFE TRAINING FOR HOMELESS MOTHERS, 541 SIGMAN ROAD NW CONYERS, GA 30013, NOT INVESTMENT RELATED, POSITION OF DIRECTOR ONO BOARD OF DIRECTORS SINCE 6/2018; PARTICIPATES IN THE ONGOING MANAGEMENT OF THE PROGRAM AND ITS FACILITY AND FUND RAISING ACTIVITIES SUCH AS A GOLF TOURNAMENT AND RUNNING VENUE. INVOLVES 2 HOURS PER MONTH DURING TRADING HOURS. NO COMPENSATION RECEIVED. AND DOES NOT HANDLE FUNDS. 3) FLOURISH CASH, NOT INVESTMENT RELATED; 2 PARK AVENUE 11TH FLOOR NEW YORK 10016; REFERRAL FOR INTEREST SAVINGS ACCOUNTS; REFERRAL REP; DEVOTES 3 HOURS PER MONTH WITH 0 HOURS DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-08
• S63 Uniform Securities Agent State Law Examination
  1993-04-15

Designations