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Thomas Jonathan Williams

South Avenue Investment Partners, LLC

Encino, CA

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Current Employers
South Avenue Investment Partners, Llc

Encino, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-18
  • CA RA
    APPROVED
    Since 2022-01-18

Branch Locations

Encino, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South Avenue Investment Partners, Llc Encino CA 03/2009 Present
Dlx Financial Group, Llc Medford OR 07/2013 11/2018
University Of California At Los Angeles Los Angeles CA 06/2018 12/2021
  • 03/2009 → Present
    South Avenue Investment Partners, Llc
    Encino, CA
  • 07/2013 → 11/2018
    Dlx Financial Group, Llc
    Medford, OR
  • 06/2018 → 12/2021
    University Of California At Los Angeles
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-05-10
  • S63 Uniform Securities Agent State Law Examination
    2011-05-10
Designations
Other Names
  • Jon Williams
  • T. Jonathan Williams
  • T. Jon Williams
  • T Jon Williams

View on SEC IAPD

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