Albert Samuel Dalby

Current Employers

Vantage Advisors, Llc

Wayne, PA • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-05-22

PA RA
APPROVED

Since 2019-05-22

Branch Locations

Wayne, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Vanguard	Malvern	PA	05/1995	12/2018
Vantage Advisors, Llc	Wayne	PA	01/2019	Present

05/1995 → 12/2018

Vanguard

Malvern, PA
01/2019 → Present

Vantage Advisors, Llc

Wayne, PA

Previous Registrations

2002-08-13 → 2003-01-09

Vanguard Advisers, Inc.

Malvern, PA

Other Businesses

CO-OWNER OF ARUBA VENTURE, LLC. WAYNE, PA. HOLDING COMPANY FOR RENTAL PROPERTY. START DATE 05/2003. CO-OWNER OF NAPLES VENTURE, LLC. WAYNE, PA. HOLDING COMPANY FOR RENTAL PROPERTY. START DATE 05/2015.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-04-08
S63	Uniform Securities Agent State Law Examination	1993-06-11

S65 Uniform Investment Adviser Law Examination

2002-04-08
S63 Uniform Securities Agent State Law Examination

1993-06-11

Designations

Other Names

Bert Dalby
Albert Samuel Dalby

View on SEC IAPD