Best Investors Account Sign in
Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-13
  • NY RA
    APPROVED
    Since 2021-05-13

Branch Locations

Mattituck, NY • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
CO RA APPROVED 2019-04-04
  • NY RA
    APPROVED
    Since 2021-03-25
  • CO RA
    APPROVED
    Since 2019-04-04

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Mattituck, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Bohemia NY 11/1994 01/2017
Legend Advisory Corporation Palm Beach Gardens FL 03/2011 09/2019
Lincoln Investment Bohemia NY 01/2017 Present
  • 11/1994 → 01/2017
    Legend Equities Corporation
    Bohemia, NY
  • 03/2011 → 09/2019
    Legend Advisory Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Bohemia, NY
Previous Registrations
  • 2011-03-28 → 2019-10-04
    Legend Advisory, Llc
    Mattituck, NY
    Palm Beach Gardens, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-25
S63 Uniform Securities Agent State Law Examination 1992-08-03
  • S66 Uniform Combined State Law Examination
    2011-03-25
  • S63 Uniform Securities Agent State Law Examination
    1992-08-03

View on SEC IAPD

More in Mattituck, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor