Daryl Charles Debol

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-03-16
HI	RA	APPROVED	2020-03-09
MI	RA	APPROVED	2020-02-14

TX RA
APPROVED_RES

Since 2022-03-16
HI RA
APPROVED

Since 2020-03-09
MI RA
APPROVED

Since 2020-02-14

Branch Locations

Princeville, HI • United States

Bainbridge Island, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Allied Securities, Inc.	San Diego	CA	12/2010	02/2020
First Allied Advisory Services, Inc.	Chesterfield	MO	07/2012	02/2020
Lpl Financial, Llc	Grosse Pointe Shores	MI	02/2020	Present

12/2010 → 02/2020

First Allied Securities, Inc.

San Diego, CA
07/2012 → 02/2020

First Allied Advisory Services, Inc.

Chesterfield, MO
02/2020 → Present

Lpl Financial, Llc

Grosse Pointe Shores, MI

Previous Registrations

2012-07-02 → 2020-02-14

First Allied Advisory Services, Inc.

Chesterfield, MO

St. Clair Shores, MI

Shores, MI

Jacksonville, FL

Princeville, HI

Princeville, HI
2010-12-01 → 2012-07-02

First Allied Securities, Inc.

Princeville, HI

St Clair Shores, MI

Jacksonville, FL

Jacksonville, FL

San Diego, CA

Grosse Pointe Shores, MI

Princeville, HI
2010-10-05 → 2010-12-01

Cetera Advisors Llc

Toledo, OH

Kalamazoo, MI

St. Clair Shores, MI

Other Businesses

1. 2/13/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 1992 - 5 Hours Per Month/1 Hour During Securities Trading - Time Spent 5% - Selling Life and fixed annuities. 2. 2/13/2020 - DUVAL CAPITAL MANAGEMENT, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/1996 - Time Spent 100%. 3. 3/27/2020 - Duval Capital Management, Inc. - DBA: Duval Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/15/1995 - 160 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-03
S63	Uniform Securities Agent State Law Examination	1992-06-10

S65 Uniform Investment Adviser Law Examination

1999-09-03
S63 Uniform Securities Agent State Law Examination

1992-06-10

Other Names

Daryl Debol

View on SEC IAPD