Nicholas John Giaconia

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2006-01-20

NJ RA
APPROVED

Since 2006-01-20

Branch Locations

1201 New Rd, Ste 207 Cornerstone Commerce Center, Linwood, NJ 08221 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Linwood	NJ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Linwood	NJ	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Linwood, NJ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Linwood, NJ

Previous Registrations

2002-06-12 → 2006-01-20

Morgan Stanley Dw Inc.

Northfield, NJ

Northfield, NJ

Other Businesses

RENTAL PROPERTY; NON INVESTMENT RELATED; MAYS LANDING, NJ; 50% OWNERSHIP; START 12/10; 2 HRS PER MONTH 0 DURING TRADING; COLLECT RENT MAINTAIN PROPERTY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-04-01
S63	Uniform Securities Agent State Law Examination	1992-06-26

S65 Uniform Investment Adviser Law Examination

1998-04-01
S63 Uniform Securities Agent State Law Examination

1992-06-26

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews