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Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-09-25
TX RA APPROVED 2020-09-18
  • AZ RA
    APPROVED
    Since 2020-09-25
  • TX RA
    APPROVED
    Since 2020-09-18

Branch Locations

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES

6991 Camelback Rd. Suite C-152, Scottsdale, AZ 85251 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Scottsdale AZ 05/2009 09/2020
Nations Financial Group, Inc. Scottsdale AZ 09/2020 Present
Previous Registrations
Other Businesses

GECKO LLC. 6991 E CAMELBACK RD, STE C-152 SCOTTSDALE, AZ 85251. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS TO MANAGE OFFICE SPACE. POSITION IS OWNER, STARTED 1/1/2011. SPEND APPROX 4 HOURS PER MONTH ON BUSINESS, 0 DURING SECURITY TRADING HOURS. DUTIES: PARTNER/LOGISTICAL SUPPORT. /// BFT MOBILE LLC. 8059 E SANDIA CIR MESA, AZ 85207. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS REAL ESTATE. POSITION IS AGENT, STARTED 02/11/2025. SPEND APPROX 1 HOURS PER MONTH ON BUSINESS, 0 HOURS DURING SECURITY TRADING HOURS. DUTIES: MAINTAIN LLC./// GENERATIONS WEALTH MANAGEMENT. 6991 E CAMELBACK RD., SUITE C-152. SCOTTSDALE, AZ 85251. IS INVESTMENT RELATED. NATURE OF BUSINESS IS FINANCIAL PLANNING, INVESTMENT AND ADVISORY SERVICES. POSITION IS FINANCIAL ADVISOR. START DATE IS 4/22/2025. APPROX 160 HOURS PER MONTH DEVOTED TO BUSINESS. 160 HOURS DURING SECURITY TRADING HOURS. DUTIES ARE FINANCIAL PLANNING, INVESTMENT AND ADVISORY SERVICES. ///

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-19
S65 Uniform Investment Adviser Law Examination 1992-06-15
  • S63 Uniform Securities Agent State Law Examination
    1992-06-19
  • S65 Uniform Investment Adviser Law Examination
    1992-06-15

View on SEC IAPD

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