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Jonathan Erik James

Bankers Life Advisory Services, Inc.

Chicago, IL

Naperville, IL

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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-03-23
  • IL RA
    APPROVED
    Since 2021-03-23

Branch Locations

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Naperville, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Financial Advisors, Inc Oak Brook Terrace IL 06/2013 07/2019
Fifth Third Bank Warrenville OH 07/2019 01/2021
Fifth Third Securities Warrenville OH 07/2019 01/2021
Bankers Life Securities, Inc Naperville IL 03/2021 Present
Bankers Life Advisory Services Naperville IL 03/2021 Present
  • 06/2013 → 07/2019
    Bmo Harris Financial Advisors, Inc
    Oak Brook Terrace, IL
  • 07/2019 → 01/2021
    Fifth Third Bank
    Warrenville, OH
  • 07/2019 → 01/2021
    Fifth Third Securities
    Warrenville, OH
  • 03/2021 → Present
    Bankers Life Securities, Inc
    Naperville, IL
  • 03/2021 → Present
    Bankers Life Advisory Services
    Naperville, IL
Previous Registrations
  • 2019-07-30 → 2021-01-08
    Fifth Third Securities, Inc.
    Naperville, IL
    Naperville, IL
    Warrenville, IL
  • 2013-06-19 → 2019-06-10
    Bmo Harris Financial Advisors, Inc.
    North Riverside, IL
    Oakbrook Terrace, IL
    Westchester, IL
  • 2012-06-05 → 2013-04-12
    Pnc Capital Advisors Llc
    Chicago, IL
  • 2000-06-15 → 2008-12-10
    Natcity Investments, Inc.
    Plainfield, IL
    Lagrange, IL
    Lagrange Park, IL
    Lagrange, IL
    Frankfort, IL
    Merrillville, IN
    East Chicago, IN
    Crest Hill, IL
    Lockport, IL
    Homer Glen, IL
    Shorewood, IL
    Bollingbrook, IL
    Woodridge, IL
    Tinley Park, IL
    Naperville, IL
    Aurora, IL
    Naperville, IL
    Aurora, IL
    Aurora, IL
    Munster, IN
    Schererville, IN
    Merrillville, IN
    East Chicago, IN
    Tinley Park, IL
    Orland Park, IL
    Orland Park, IL
    Libertyville, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-10
S63 Uniform Securities Agent State Law Examination 1994-01-04
  • S65 Uniform Investment Adviser Law Examination
    2000-05-10
  • S63 Uniform Securities Agent State Law Examination
    1994-01-04
Other Names
  • Jonathan Erik James
  • Jonathan James

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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