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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Atlantia | GA | 12/2008 | 11/2018 |
| North Financial Consultants L.L.C. | Atlanta | GA | 01/2009 | Present |
| Lpl Financial Llc | Atlanta | GA | 11/2018 | Present |
1)11/30/18- NORTH FINANCIAL CONSULTANTS LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Atlanta, GA- start date 01/2009 - 100%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-12 |
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