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Current Employers
Convergence Investment Partners, Llc

3801 Pga Blvd. Suite 1001, Palm Beach Gardens, FL 33410-2757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-22
  • FL RA
    APPROVED
    Since 2022-08-22

Branch Locations

3801 Pga Blvd. Suite 1001, Palm Beach Gardens, FL 33410-2757 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Catholic Financial Life Milwaukee WI 06/2011 03/2019
Price Asset Management Llc Chicago IL 08/2020 06/2022
Woodhill Asset Management Llc Milwaukee WI 03/2019 Present
University Of Wisconsin-Milwaukee Milwaukee WI 01/2022 01/2024
Convergence Investment Partners Llc Palm Beach Gardens FL 07/2022 Present
  • 06/2011 → 03/2019
    Catholic Financial Life
    Milwaukee, WI
  • 08/2020 → 06/2022
    Price Asset Management Llc
    Chicago, IL
  • 03/2019 → Present
    Woodhill Asset Management Llc
    Milwaukee, WI
  • 01/2022 → 01/2024
    University Of Wisconsin-Milwaukee
    Milwaukee, WI
  • 07/2022 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2021-03-22 → 2022-07-11
    Woodhill Asset Management Llc
    Milwaukee, WI
  • 2011-01-12 → 2011-06-02
    Milwaukee, WI
  • 2000-05-22 → 2007-11-09
    M&I Investment Management Corp.
    Milwaukee, WI
Other Businesses

WoodHill Asset Management LLC 10437 W Innovation Dr Milwaukee, WI 53226 John C. Callen is the sole member of WoodHill Asset Management, LLC ("WoodHill"), which is an investment-related business. WoodHill is formerly a state-registered investment adviser (Wisconsin) which withdrew its registration in July 2022. WoodHill continues to operate but no longer provides investment management services. WoodHill provides consulting services and product reviews to firms in investment-related businesses. Callen expects to devote approximately 0-20 hours per month to WoodHill work. Callen expects to spend no more than five hours per month during securities trading hours on the work he performs for WoodHill.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-03-15
S65 Uniform Investment Adviser Law Examination 1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    2006-03-15
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
Designations

View on SEC IAPD

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