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3801 Pga Blvd. Suite 1001, Palm Beach Gardens, FL 33410-2757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-08-22 |
Branch Locations
3801 Pga Blvd. Suite 1001, Palm Beach Gardens, FL 33410-2757 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Catholic Financial Life | Milwaukee | WI | 06/2011 | 03/2019 |
| Price Asset Management Llc | Chicago | IL | 08/2020 | 06/2022 |
| Woodhill Asset Management Llc | Milwaukee | WI | 03/2019 | Present |
| University Of Wisconsin-Milwaukee | Milwaukee | WI | 01/2022 | 01/2024 |
| Convergence Investment Partners Llc | Palm Beach Gardens | FL | 07/2022 | Present |
WoodHill Asset Management LLC 10437 W Innovation Dr Milwaukee, WI 53226 John C. Callen is the sole member of WoodHill Asset Management, LLC ("WoodHill"), which is an investment-related business. WoodHill is formerly a state-registered investment adviser (Wisconsin) which withdrew its registration in July 2022. WoodHill continues to operate but no longer provides investment management services. WoodHill provides consulting services and product reviews to firms in investment-related businesses. Callen expects to devote approximately 0-20 hours per month to WoodHill work. Callen expects to spend no more than five hours per month during securities trading hours on the work he performs for WoodHill.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-03-15 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
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