Kun Lin Chung

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2026-07-13
TX	RA	APPROVED_RES	2024-05-16
NJ	RA	APPROVED	2022-08-11
NY	RA	APPROVED	2022-05-06
MO	RA	APPROVED	2022-03-24
NC	RA	APPROVED	2020-11-25
CA	RA	APPROVED	2012-08-22

KS RA
APPROVED

Since 2026-07-13
TX RA
APPROVED_RES

Since 2024-05-16
NJ RA
APPROVED

Since 2022-08-11
NY RA
APPROVED

Since 2022-05-06
MO RA
APPROVED

Since 2022-03-24
NC RA
APPROVED

Since 2020-11-25
CA RA
APPROVED

Since 2012-08-22

Branch Locations

San Jose, CA • United States

10297 S. De Anza Blvd, Cupertino, CA 95014 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Hsbc Securities (Usa) Inc.	San Jose	CA	06/2013	Present
Hsbc Bank Usa, N.A.	San Jose	CA	08/2016	Present

06/2013 → Present

Hsbc Securities (Usa) Inc.

San Jose, CA
08/2016 → Present

Hsbc Bank Usa, N.A.

San Jose, CA

Previous Registrations

2011-08-10 → 2012-08-14

Principal Securities, Inc.

San Jose, CA
2006-03-20 → 2009-11-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-11-09

S66 Uniform Combined State Law Examination

2005-11-09

Other Names

Kwen Chung
Kun Lin Chung
Kun Lin Chung

View on SEC IAPD