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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-16 |
| GA | RA | APPROVED | 2003-10-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
(1) OWNER, 5955 Parkway North Blvd Cumming GA 30040, OWNER, - PERSONAL RENTAL, RENT HOUSES, BUY AND SELL PROPERTY, START 01/01/1997, 4 HRS/PER MONTH. NON INVESTMENT RELATED(2) DIRECT MARKETING NOW, LLC 2340 HOLLY CT. CUMMING, GA 30041, OWNER, 01/01/2000, MANAGEMENT OF RENTAL PROPERTY THAT I OWN. 0 HOURS PER MONTH. NON INVESTMENT RELATED.(3) OTHER: OUTSIDE INSURANCE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-18 |
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