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Kevin Gerard Kelly

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-24
  • TX RA
    APPROVED
    Since 2023-01-24

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brandes Investment Partners, L.P. San Diego CA 04/2013 11/2020
Fisher Investments Plano TX 05/2021 07/2021
Unemployed San Diego CA 11/2020 05/2021
Unemployed Northlake TX 08/2021 12/2022
Charles Schwab & Co., Inc. / Td Ameritrade Westlake TX 01/2023 09/2023
Charles Schwab & Co., Inc. Westlake TX 09/2023 Present
Previous Registrations
  • 2021-05-27 → 2021-07-20
    Fisher Investments
    Plano, TX
    Plano, TX
  • 2013-04-05 → 2020-12-02
    Brandes Investment Partners, Lp
    San Diego, CA
  • 2010-12-08 → 2011-08-01
    Efficient Market Advisors, Llc
    La Jolla, CA
  • 2005-10-11 → 2010-12-13
    Wolters, Hagar & Pratt Financial Planning, Inc.
    San Diego, CA
  • 2009-03-18 → 2010-12-03
    Osaic Services, Inc.
    San Diego, CA
    Phoenix, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-02-15
S65 Uniform Investment Adviser Law Examination 1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    2023-02-15
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23

View on SEC IAPD

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MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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