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Peter Barry

Raymond James & Associates, Inc.

Los Angeles, CA

Fairfax, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-04
CA RA APPROVED 2018-11-01
  • TX RA
    APPROVED_RES
    Since 2026-06-04
  • CA RA
    APPROVED
    Since 2018-11-01

Branch Locations

10250 Constellation Blvd. Suite 850, Los Angeles, CA 90067 • United States

Fairfax, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Mill Valley CA 06/2016 01/2017
Raymond James & Associates, Inc. Los Angeles CA 04/2018 Present
Dipsea Capital Greenbrae CA 01/2017 04/2018
  • 06/2016 → 01/2017
    Unemployed
    Mill Valley, CA
  • 04/2018 → Present
    Raymond James & Associates, Inc.
    Los Angeles, CA
  • 01/2017 → 04/2018
    Dipsea Capital
    Greenbrae, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-23
S63 Uniform Securities Agent State Law Examination 2008-03-05
  • S65 Uniform Investment Adviser Law Examination
    2018-10-23
  • S63 Uniform Securities Agent State Law Examination
    2008-03-05
Other Names
  • Peter Allen Barry
  • Peter Barry

View on SEC IAPD

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