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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| LA | RA | APPROVED | 2010-11-12 |
Branch Locations
1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States
400 Convention Street Suite 400, Baton Rouge, LA 70802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New Orleans | LA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*548781 - TARGA Holdings LLC; Investment related Yes; New Orleans, Louisiana; Investment/Finance/Banking; Owner of TARGA LLC (proprietor, partner, officer, director, employee, trustee, agent); 05/2023 ; During business hours: 0; After business hours: 2; Check Signing/Funds Disbursements.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-15 |
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