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5900 O Street, Lincoln, NE 68510 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sei Investments Company | Oaks | PA | 01/2001 | 12/2019 |
| Unemployed | Granite Bay | CA | 12/2019 | 04/2021 |
| Main Management, Llc | San Francisco | CA | 05/2021 | 05/2022 |
| Ceros Financial Services | Rockville | MD | 05/2021 | 03/2022 |
| Northern Lights Distributors, Llc | Elkhorn | NE | 03/2022 | 05/2022 |
| Portsmouth Financial Services | San Francisco | CA | 06/2022 | 12/2022 |
| Eqis | San Rafael | CA | 06/2022 | 11/2022 |
| New Frontier Advisors Llc | Boston | MA | 05/2023 | 11/2024 |
| Unemployed | Granite Bay | CA | 12/2022 | 05/2023 |
| Ameritas Investment Company, Llc | Lincoln | NE | 11/2024 | Present |
| Ameritas Advisory Services, Llc | Lincoln | NE | 11/2024 | Present |
| Capstone Financial Group | Folsom | CA | 11/2024 | Present |
CAPSTONE FINANCIAL GROUP; INV REL; SAME AS BRANCH; INSURANCE SERVICES; AGENT; START DATE=11/2024; HRS/MO=20; TRADING HRS/MO=120; RECRUIT AND HELP ONBOARD REPS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-06-20 |
| S65 | Uniform Investment Adviser Law Examination | 2007-10-05 |
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