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Current Employers
Ameritas Advisory Services, Llc

5900 O Street, Lincoln, NE 68510 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-18
  • CA RA
    APPROVED
    Since 2024-11-18

Branch Locations

620 Coolidge Dr Ste 190, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sei Investments Company Oaks PA 01/2001 12/2019
Unemployed Granite Bay CA 12/2019 04/2021
Main Management, Llc San Francisco CA 05/2021 05/2022
Ceros Financial Services Rockville MD 05/2021 03/2022
Northern Lights Distributors, Llc Elkhorn NE 03/2022 05/2022
Portsmouth Financial Services San Francisco CA 06/2022 12/2022
Eqis San Rafael CA 06/2022 11/2022
New Frontier Advisors Llc Boston MA 05/2023 11/2024
Unemployed Granite Bay CA 12/2022 05/2023
Ameritas Investment Company, Llc Lincoln NE 11/2024 Present
Ameritas Advisory Services, Llc Lincoln NE 11/2024 Present
Capstone Financial Group Folsom CA 11/2024 Present
  • 01/2001 → 12/2019
    Sei Investments Company
    Oaks, PA
  • 12/2019 → 04/2021
    Unemployed
    Granite Bay, CA
  • 05/2021 → 05/2022
    San Francisco, CA
  • 05/2021 → 03/2022
    Ceros Financial Services
    Rockville, MD
  • 03/2022 → 05/2022
    Northern Lights Distributors, Llc
    Elkhorn, NE
  • 06/2022 → 12/2022
    Portsmouth Financial Services
    San Francisco, CA
  • 06/2022 → 11/2022
    Eqis
    San Rafael, CA
  • 05/2023 → 11/2024
    Boston, MA
  • 12/2022 → 05/2023
    Unemployed
    Granite Bay, CA
  • 11/2024 → Present
    Ameritas Investment Company, Llc
    Lincoln, NE
  • 11/2024 → Present
    Lincoln, NE
  • 11/2024 → Present
    Capstone Financial Group
    Folsom, CA
Previous Registrations
Other Businesses

CAPSTONE FINANCIAL GROUP; INV REL; SAME AS BRANCH; INSURANCE SERVICES; AGENT; START DATE=11/2024; HRS/MO=20; TRADING HRS/MO=120; RECRUIT AND HELP ONBOARD REPS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-06-20
S65 Uniform Investment Adviser Law Examination 2007-10-05
  • S63 Uniform Securities Agent State Law Examination
    2021-06-20
  • S65 Uniform Investment Adviser Law Examination
    2007-10-05

View on SEC IAPD

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