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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-12 |
| CT | RA | APPROVED | 2024-10-24 |
Branch Locations
515 E Las Olas Blvd Fl 4, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | New York | NY | 05/2007 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 08/2022 | 09/2024 |
| Bank Of America, N.A. | New York | NY | 08/2022 | 09/2024 |
| Truist Investment Services, Inc | Greenwich | CT | 10/2024 | Present |
| Truist Advisory Services, Inc | Greenwich | CT | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-18 |
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