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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-13 |
| TX | RA | APPROVED_RES | 2023-04-03 |
| IL | RA | APPROVED | 2017-02-10 |
| MI | RA | APPROVED | 2017-02-10 |
Branch Locations
10310 Orland Parkway, Suite 104, Orland Park, IL 60467 • United States
Fort Myers, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Orland Park | IL | 03/2008 | 02/2017 |
| Stifel Nicolaus & Co Inc | St. Joseph | MI | 02/2017 | Present |
1. Personal Farm; 24643 Hemingway Mattawan, MI 49071; Farming; 12/20/2019; 40 Hours per year; Not During Securities Trading Hours; Investment Related. 2. POW Educational Foundation INC; 1360 Point O'Woods Dr Benton Harbor, MI 49022; Foundation for the employees of the Point O'Woods Golf and Country Club; Board Member; Help planning events and fundraisers, set budgets, gain community support; 12/20/2021; 5hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-09 |
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