Inactive

Tony C Lim

D'ARcy Wealth Management, Inc. - A California Corporation

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Current Employers

D'ARcy Wealth Management, Inc. - A California Corporation

Corona, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-05-29

CA RA
APPROVED

Since 2025-05-29

Branch Locations

Corona, CA • United States

Burbank, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Noriba Investing	Woodland Hills	CA	09/2014	09/2016
Ibaa	Anaheim	CA	09/2016	01/2018
Ace Diversified Capital, Inc	San Gabriel	CA	03/2017	06/2017
True Colors Investing	Pasadena	CA	01/2018	02/2021
Interest Smart Home Loans	Laguna Hills	CA	03/2021	03/2022
Fidelity Funding	Pasadena	CA	03/2022	02/2023
D'ARcy Wealth Management	Corona	CA	02/2023	Present

09/2014 → 09/2016

Noriba Investing

Woodland Hills, CA
09/2016 → 01/2018

Ibaa

Anaheim, CA
03/2017 → 06/2017

Ace Diversified Capital, Inc

San Gabriel, CA
01/2018 → 02/2021

True Colors Investing

Pasadena, CA
03/2021 → 03/2022

Interest Smart Home Loans

Laguna Hills, CA
03/2022 → 02/2023

Fidelity Funding

Pasadena, CA
02/2023 → Present

D'ARcy Wealth Management

Corona, CA

Previous Registrations

2018-01-08 → 2021-02-26

Noriba Investing

Pasadena, CA
2016-09-07 → 2018-01-02

Ibaa

San Bernardino, CA
2014-10-07 → 2016-03-09

Noriba Investing

Woodland Hills, CA

Pasadena, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-02-28
S63	Uniform Securities Agent State Law Examination	1992-06-23

S65 Uniform Investment Adviser Law Examination

2001-02-28
S63 Uniform Securities Agent State Law Examination

1992-06-23

View on SEC IAPD

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