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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-07-28
  • PA RA
    APPROVED
    Since 2023-07-28

Branch Locations

3635 Brownsville Rd, Pittsburgh, PA 15227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brentwood Bank Dba Brentwood Advisors, Llc Bethel Park PA 05/1992 Present
Lpl Financial, Llc Bethel Park PA 07/2011 07/2023
Cetera Wealth Services, Llc El Segundo CA 07/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2023 Present
  • 05/1992 → Present
    Brentwood Bank Dba Brentwood Advisors, Llc
    Bethel Park, PA
  • 07/2011 → 07/2023
    Bethel Park, PA
  • 07/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2011-07-12 → 2023-08-23
    Bethel Park, PA
    Bethel Park, PA
    Pittsburgh, PA
    Bethel Park, PA
    Beaver, PA
    Bethel Park, PA
    Bridgeville, PA
    Bethel Park, PA
  • 2004-11-04 → 2014-05-22
    Brentwood Advisors, Llc
    Bethel Park, PA
  • 2004-10-14 → 2008-06-11
    Uvest Financial Services Group, Inc.
    Bethel Park, PA
    Bethel Park, PA
    Bethel Park, PA
    Bethel Park, PA
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 5/2004 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: BRENTWOOD BANK DBA BRENTWOOD ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR, AVP WITH BANK, PRESIDENT/PROGRAM MANAGER WITH DBA START DATE: 5/1992 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: PROVIDE BROKERAGE, ADVISORY AND INSURANCE SERVICES TO CLIENTS WHEN NEEDED;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-22
S63 Uniform Securities Agent State Law Examination 2001-08-10
  • S66 Uniform Combined State Law Examination
    2003-05-22
  • S63 Uniform Securities Agent State Law Examination
    2001-08-10

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