David Raymond Callot

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-07-12
NJ	RA	APPROVED	2024-07-12
TX	RA	APPROVED_RES	2024-07-12

CT RA
APPROVED

Since 2024-07-12
NJ RA
APPROVED

Since 2024-07-12
TX RA
APPROVED_RES

Since 2024-07-12

Branch Locations

650 From Road Suite 225, Paramus, NJ 07652-3517 • United States

Redding, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bardonia	NY	11/1991	07/2024
Bank Of America, N.A.	West Nyack	NY	04/2012	07/2024
Rbc Capital Markets, Llc	Paramus	NJ	07/2024	Present
City National Bank	Paramus	NJ	10/2024	Present

11/1991 → 07/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bardonia, NY
04/2012 → 07/2024

Bank Of America, N.A.

West Nyack, NY
07/2024 → Present

Rbc Capital Markets, Llc

Paramus, NJ
10/2024 → Present

City National Bank

Paramus, NJ

Previous Registrations

1996-03-28 → 2024-07-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Nyack, NY

West Nyack, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-12-27
S63	Uniform Securities Agent State Law Examination	1992-09-29

S65 Uniform Investment Adviser Law Examination

1993-12-27
S63 Uniform Securities Agent State Law Examination

1992-09-29

Other Names

David R Callot

View on SEC IAPD