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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2006-01-23
  • GA RA
    APPROVED
    Since 2006-01-23

Branch Locations

3455 Peachtree Road Northeast, Atlanta, GA 30326 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Marietta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Atlanta GA 09/2005 Present
  • 09/2005 → Present
    Ubs Financial Services
    Atlanta, GA
Other Businesses

KENNESAW GIRLS SOFTBALL ASSOCIATION / YOUTH SOFTBALL - MY POSITION ON THE KGSA BOARD AS SCHEDULER BEGAN (7/1/05) PRIOR TO JOINING UBS / NON PROFIT ORGANIZATION / 5 HOURS PER MONTH / INVOLVEMENT SINCE 07/01/05 / POSITION - SCHEDULER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-12
S63 Uniform Securities Agent State Law Examination 1992-05-08
  • S66 Uniform Combined State Law Examination
    2006-01-12
  • S63 Uniform Securities Agent State Law Examination
    1992-05-08
Other Names
  • David Fuller
  • John David Fuller

View on SEC IAPD

Other Firms

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More in Atlanta, GA

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