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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2007-10-02 |
Branch Locations
2945 Banksville Rd Ste 200, Pittsburgh, PA 15216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins. (Nml) | Milwaukee | WI | 06/1990 | Present |
| Northwestern Mutual Investment Services, Llc | Pittsburgh | PA | 04/1992 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
| Northwetsern Mutual Investment Services, Llc | Pittsburgh | PA | 06/2011 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 50% OWNER, DAG REAL ESTATE, LLC, INVESTMENT RELATED, 1701 MCFARLAND RD PITTSBURG PA 15216, START 12/2014, 0-5 HR/MO, REAL ESTATE HOLDING COMPANY. 3. DAG RESOURCES, LLC, 1701 MCFARLAND RD, PITTSBURGH, , PENNSYLVANIA, 15216, UNITED STATES OF AMERICA, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 10/7/2009, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 4. 100% OWNER, AMYDAN PROPERTIES, LLC, INVESTMENT RELATED, STARTED 8/2013, 0-5 HRS PER MONTH, ENTITY FORMED TO HOLD REAL ESTATE. 5.COACH, 2 X 2 X 2, BUSINESS RELATED COACHING, START DATE: 11/30/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COACHING NM FINANCIAL ADVISORS 6. OTHER NON-FINANCIAL SERVICE BUSINESS, CENTRAL PENNSYLVANIA SCHOLARSHIP FUND RANDY TARPEY IS THE UMBRELLA SPECIAL PURPOSE ENTITY WHICH OWNS MY SPECIAL PURPOSE ENTITY TITLED CENTRAL PENNSYLVANIA SPECIAL PURPOSE ENTITY TWO LLC, 227 JEFFERSON AVE, TYRONE, , PENNSYLVANIA, 16686, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 10/26/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I AI AM A MEMBER OF CENTRAL PENNSYLVANIA SPECIAL PURPOSE ENTITY TWO LLC. I SIGN A NON-BINDING JOINDER ALLOWING ME TO MAKE CONTRIBUTIONS TO NON-PROFIT SCHOOLS. BECAUSE THE LLC WILL BE GRANTED PENNSYLVANIA STATE INCOME TAX CREDITS I WILL BE AWARDED THOSE CREDITS IN PROPORTION TO MY CONTRIBUTION. MY CONTRIBUTIONS WILL VARY EACH YEAR. 7. 100% OWNER, AMYDAN+5 LLC, LEGAL ENTITY, START DATE: 03/31/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-17 |
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