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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1998-11-30 |
| FL | RA | APPROVED | 1992-06-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bradenton | FL | 04/1992 | Present |
| Bank Of America,Na | Bradenton | FL | 12/2009 | Present |
I*120226 For profit or not for profit: Non-Profit Organization Name of outside business organization: Palma Sola Presbyterian Church Investment related: N Address of business: Bradenton, Florida 34209 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/31/2019 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Participate on Endowment Committee. There will be no advising on the investments since this is managed by a subsidiary of the Presbyterian Church. The fund is set up to help offset unexpected expenses related to healthcare costs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-25 |
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