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Current Employers
Diversify Advisory Services, Llc

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED_RES 2023-12-22
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2023-12-22

Branch Locations

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

1764 The Alameda San Jose, San Jose, CA 95126 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Dfpg Investments, Inc. South Jordan UT 12/2015 Present
Diversify Advisory Services, Llc Sandy UT 12/2023 Present
Previous Registrations
  • 2012-07-02 → 2015-12-21
    First Allied Advisory Services, Inc.
    San Jose, CA
  • 2010-02-02 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
    San Jose, CA
  • 1997-07-08 → 2009-10-13
    Msi Financial Services, Inc.
    Walnut Creek, CA
    Campbell, CA
Other Businesses

1. Fixed Insurance; Non-Investment Related; San Diego, CA; Insurance; Broker; 12/2015; 5% during business hours; Insurance Sales 2. GWP Capital LLC; Investment Related; San Diego, CA; Investment Strategy; Managing Member; 12/2015; 0% during business hours; Owns GWP Capital LLC, serving in Investment Strategy 3. GWP Investment Holdings I; Non-Investment Related; San Jose, CA; LLC that owns GWP location in San Jose; Managing Member; 04/2014; 1% during business hours; Managing Member of LLC that owns GWP Location in San Jose, CA. Ownership and Management of a property. 4. GWProperties LLC; Non-Investment Related; San Diego, CA; Dormant company; Managing Member; 12/2015; 0% during business hours; Owns GWProperties, a dormant company with potential if a licensed real estate broker is brought in and complete real estate transaction 5. Real Estate; Non-Investment Related; San Diego, CA; Real Estate; Owner; 12/2015; 0% during business hours; Own Non-Securitized Real Estate and income producing Real Estate 6. Global Wealth Partners Inc.; Investment Related; San Diego, CA; DBA; Managing Partner; 12/2015; 0% during business hours; DBA for branch office, and how firm is held out to the public 7. Board of Directors (Coro Global); Non-Investment Related; Henderson, NV; Public Corporation; Consultant/Board of Directors; 2/2020; 7% during business hours; Board Member and Consultant shall provide to the Company business development services related to the development of commercial opportunities, business development, strategy planning and vision for the Company, as well as other related activities as directed by the Company 8. Mamma's Crunchy Delights; Non-Investment Related; Miami, FL; Private Corporation; Owner; 07/2021; 1% during business hours; Owner of business that produces and sells Pita Chips. 9. N3 Entertainment; Non-Investment Related; Miami, FL; Boat Leasing; Owner; 07/2021; 1% during business hours; Leasing of Boat 10. N6 Entertainment; Non-Investment Related; Miami, FL; Boat Leasing; Owner; 07/2021; 1% during business hours; I own a boat that I rent out 11. AYYA Hospitality Group; Non-Investment Related; Henderson, NV; Hospitality; CEO; 07/2021; 10% during business hours; AYYA will be a hospitality Group that I will be owning and operating with Multiple people. It will encompass multiple other companies. AYYA will be the Holding Co and Name of the Hospitality Group. I will do weekly calls with the head each specific organization and legal and finance teams. I will also be personally funding each entity. 12. GWP Investment Holdings II LLC; Non-Investment Related; San Diego, CA; LLC; Managing Member; 05/2014; 1% during business hours; Managing Member of GWP Investment Holdings II, LLC 13. Bread and Bread; Investment related: No. 2/2023. 50% ownership in Bread and Bread. Personal Ownership

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-16
  • S63 Uniform Securities Agent State Law Examination
    1992-06-16
Other Names
  • Lou Naser

View on SEC IAPD

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