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Joseph Richard Julian

Altes Capital, LLC

New York, NY

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Current Employers
Altes Capital, Llc

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-28
TX RA APPROVED_RES 2025-01-21
  • CA RA
    APPROVED
    Since 2025-04-28
  • TX RA
    APPROVED_RES
    Since 2025-01-21

Branch Locations

New York, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Highmore Group Advisors, Llc New York NY 08/2015 Present
Quasar Distributors, Llc Milwaukee WI 10/2017 11/2017
  • 08/2015 → Present
    Highmore Group Advisors, Llc
    New York, NY
  • 10/2017 → 11/2017
    Quasar Distributors, Llc
    Milwaukee, WI
Previous Registrations
  • 2016-11-17 → 2024-08-27
    Highmore Group
    Los Angeles, CA
    New York, NY
    New York, NY
  • 2015-08-25 → 2015-12-31
    Highmore Group
    Los Angeles, CA
    New York, NY
  • 2011-07-21 → 2015-09-03
    Oppenheimer & Co. Inc.
    Los Angeles, CA
    New York, NY
    Los Angeles, CA
  • 2005-03-17 → 2005-07-05
    Liberty Group, Llc
    Oakland, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-09
S63 Uniform Securities Agent State Law Examination 2000-10-26
  • S65 Uniform Investment Adviser Law Examination
    2011-08-09
  • S63 Uniform Securities Agent State Law Examination
    2000-10-26

View on SEC IAPD

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