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Saint Simons Island, GA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-11-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 01/2009 | Present |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| Legacy Financial Advisors Llc | Saint Simons Island | GA | 11/2015 | 03/2021 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | Present |
| Legacy Financial Advisors Llc | Saint Simons Island | GA | 11/2015 | Present |
1.) Legacy Financial Advisors, LLC; Independent Contractor; Insurance (Fixed/Life/Health/P&C); start date 01/10/2009. 2.) Fiber Tech Enterprises, LLC; Partner; Other; start date 09/10/2013; 40 hours per month. 3.) Legacy Financial Advisors, LLC; DBA; start date 01/01/2009. 4.) Sea Palms West Homeowners Association; Volunteer; Non-Profit Organization; Start date 10/15/2018; 4 hours per month. 5.) Legacy Financial Advisors LLC Advisory Services; President; Registered Investment Advisor; Start date: 05/31/2020; 160 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-09 |
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