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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-16
TX RA APPROVED 2026-04-16
  • NC RA
    APPROVED
    Since 2026-04-16
  • TX RA
    APPROVED
    Since 2026-04-16

Branch Locations

1211 S. Main Street, Burlington, NC 27215 • United States

500 N. Greensboro Street, Liberty, NC 27298 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Burlington NC 09/2011 04/2026
Raymond James Financial Services, Inc. Burlington NC 04/2026 Present
Raymond James Financial Services Advisors, Inc. Burlington NC 04/2026 Present
Previous Registrations
  • 2011-09-23 → 2026-04-24
    Burlington, NC
    Fort Mill, SC
    Burlington, NC
    Greensboro, NC
    Thomasville, NC
    Liberty, NC
  • 2006-07-13 → 2011-09-23
    Cic Advisers, Llc
    Burlington, NC
Other Businesses

(1)Name of Business: Address: 1211 S Main St, Burlington, NC, 27215-5762, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/1993 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Need to be appointed with Prosperity to be the agent of record on previosly written Fixed contracts. (2)Name of Business: Chaulklin Financial Inc Address: 1211 S Main St, Burlington , NC, 27215, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 12/13/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I own and work for Chaulklin Financial, Inc.\n

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-20
S63 Uniform Securities Agent State Law Examination 1992-06-05
  • S65 Uniform Investment Adviser Law Examination
    2001-09-20
  • S63 Uniform Securities Agent State Law Examination
    1992-06-05
Other Names
  • John Henly Chaullklin

View on SEC IAPD

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