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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-16 |
| TX | RA | APPROVED | 2026-04-16 |
Branch Locations
1211 S. Main Street, Burlington, NC 27215 • United States
500 N. Greensboro Street, Liberty, NC 27298 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Burlington | NC | 09/2011 | 04/2026 |
| Raymond James Financial Services, Inc. | Burlington | NC | 04/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Burlington | NC | 04/2026 | Present |
(1)Name of Business: Address: 1211 S Main St, Burlington, NC, 27215-5762, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/1993 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Need to be appointed with Prosperity to be the agent of record on previosly written Fixed contracts. (2)Name of Business: Chaulklin Financial Inc Address: 1211 S Main St, Burlington , NC, 27215, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 12/13/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I own and work for Chaulklin Financial, Inc.\n
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-05 |
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