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Current Employers
Royal Fund Management, Llc

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2016-04-12
  • WA RA
    APPROVED
    Since 2016-04-12

Branch Locations

Mount Vernon, WA • United States

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sound Benefits Counsulting Mt Vernon WA 10/2004 Present
Royal Fund Management, Llc The Villages FL 04/2016 Present
Previous Registrations
Other Businesses

SOUND BENEFITS CONSULTING; 1500 E COLLEGE WAY, STE A PMB 358, MT VERNON, WA 98273; I AM PRESENTLY OWNER; SPEND 30/HRS/WEEK; CONSULTANT, ADVISE ON PENSION REGS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-26
S63 Uniform Securities Agent State Law Examination 2002-08-06
  • S65 Uniform Investment Adviser Law Examination
    2005-05-26
  • S63 Uniform Securities Agent State Law Examination
    2002-08-06

View on SEC IAPD

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