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Kimberly Louise Curtis

Cerity Partners LLC

Denver, CO

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-04-01
  • CO RA
    APPROVED
    Since 2024-04-01

Branch Locations

6900 E Layton Avenue Suite 1150, Denver, CO 80237 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Legacy Institute, Inc. Denver CO 08/2007 03/2024
Cerity Partners Llc New York NY 04/2024 Present
  • 08/2007 → 03/2024
    Wealth Legacy Institute, Inc.
    Denver, CO
  • 04/2024 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
  • 2011-05-01 → 2024-05-20
    Wealth Legacy Institute, Inc.
    Denver, CO
  • 2007-08-28 → 2011-02-14
    Wealth Legacy Institute, Inc.
    Denver, CO
  • 1999-01-01 → 2007-08-16
    Ameriprise Financial Services, Llc
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-28
S63 Uniform Securities Agent State Law Examination 1992-10-22
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    1992-10-22
Designations
Other Names
  • Kim L Wenglik

View on SEC IAPD

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