Michael Paulding Thomas

Current Employers

Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-09-01
CA	RA	APPROVED	2021-04-22

TX RA
APPROVED_RES

Since 2021-09-01
CA RA
APPROVED

Since 2021-04-22

Branch Locations

Mission Viejo, CA • United States

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Parsonex Securities, Inc.	Aurora	CO	12/2007	Present
Parsonex Advisory Services, Inc.	Aurora	CO	01/2013	Present
Innovation Partners Llc	Charlotte	NC	04/2021	Present
Ip Financial Advisory Services Llc	Charlotte	NC	04/2021	Present

12/2007 → Present

Parsonex Securities, Inc.

Aurora, CO
01/2013 → Present

Parsonex Advisory Services, Inc.

Aurora, CO
04/2021 → Present

Innovation Partners Llc

Charlotte, NC
04/2021 → Present

Ip Financial Advisory Services Llc

Charlotte, NC

Previous Registrations

2021-01-12 → 2021-02-10

Parsonex Advisory Services, Inc.

Orange, CA

Englewood, CO
2013-01-14 → 2020-12-31

Parsonex Advisory Services, Inc.

Englewood, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-01-08
S63	Uniform Securities Agent State Law Examination	1992-05-18

S65 Uniform Investment Adviser Law Examination

2013-01-08
S63 Uniform Securities Agent State Law Examination

1992-05-18