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James Andrew Coan

Ubs Financial Services Inc.

Short Hills, NJ

New York, NY

Bonita Springs, FL

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-09-20
VA RA APPROVED 2023-09-20
FL RA APPROVED 2023-05-19
TX RA APPROVED_RES 2022-11-21
NJ RA APPROVED 2014-06-10
  • CO RA
    APPROVED
    Since 2023-09-20
  • VA RA
    APPROVED
    Since 2023-09-20
  • FL RA
    APPROVED
    Since 2023-05-19
  • TX RA
    APPROVED_RES
    Since 2022-11-21
  • NJ RA
    APPROVED
    Since 2014-06-10

Branch Locations

51 John F. Kennedy Parkway Suite 240, Short Hills, NJ 07078 • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Bonita Springs, FL • United States

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 09/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-13
S63 Uniform Securities Agent State Law Examination 1995-11-01
  • S65 Uniform Investment Adviser Law Examination
    2001-11-13
  • S63 Uniform Securities Agent State Law Examination
    1995-11-01

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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