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Current Employers
Wealth Management Associates, Inc.

1909 Route 70 East Suite 100, Cherry Hill, NJ 08003 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-09-15
  • NJ RA
    APPROVED
    Since 2005-09-15

Branch Locations

1909 Route 70 East Suite 100, Cherry Hill, NJ 08003 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Mount Laurel NJ 09/2005 06/2024
Wealth Management Associates, Inc. Mount Laurel NJ 09/2005 Present
Osaic Wealth, Inc. Cherry Hill NJ 06/2024 Present
  • 09/2005 → 06/2024
    Securities America, Inc.
    Mount Laurel, NJ
  • 09/2005 → Present
    Mount Laurel, NJ
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Cherry Hill, NJ
Previous Registrations
Other Businesses

1. WEALTH MANAGEMENT ASSOCIATES, INC. POSITION: Financial Advisor Rep. NATURE: WEALTH MANAGEMENT ASSOCIATES INC - INVESTMENT ADVISOR REPRESENTATIVE INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 75 START DATE: 08/28/2005 ADDRESS: 1909 E. Route 70, Suite, Cherry Hill NJ 08003 DESCRIPTION: Investment advisor services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-12
S63 Uniform Securities Agent State Law Examination 1992-06-11
  • S65 Uniform Investment Adviser Law Examination
    1994-01-12
  • S63 Uniform Securities Agent State Law Examination
    1992-06-11

View on SEC IAPD

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