Thomas Michael Novotny

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-30
NE	RA	APPROVED	2011-05-17

TX RA
APPROVED_RES

Since 2017-03-30
NE RA
APPROVED

Since 2011-05-17

Branch Locations

8800 Firethorn Lane Suite 200, Lincoln, NE 68520 • United States

Lincoln, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Lincoln	NE	07/2010	Present
City National Bank	Lincoln	NE	12/2019	Present

07/2010 → Present

Rbc Capital Markets Corporation

Lincoln, NE
12/2019 → Present

City National Bank

Lincoln, NE

Other Businesses

(1) BNG LLC; ADDRESS: 6420 BLACK FOREST COURT LINCOLN, NE 68516; BUSINESS DESCRIPTION: UNIVERSITY OF NE STADIUM SEAT RENTAL; NOT INVESTMENT RELATED; START DATE: 11/07/2011; CAPACITY: PARTNER; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) SUITE SMILES LLC; ADDRESS: 9220 THORNWOOD DRIVE LINCOLN, NE 68506; BUSINESS DESCRIPTION: LLC FOR USE IN PROPOSED CITY ARENA RESERVED SEATING; NOT INVESTMENT RELATED; START DATE: 11/30/2011; CAPACITY: PARTNER; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-05-05
S63	Uniform Securities Agent State Law Examination	1992-05-07

S65 Uniform Investment Adviser Law Examination

2011-05-05
S63 Uniform Securities Agent State Law Examination

1992-05-07