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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-12-22 |
| IL | RA | APPROVED | 2015-11-04 |
| TX | RA | APPROVED_RES | 2015-11-04 |
Branch Locations
110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States
300 Crescent Ct Pbig - Dallas Private Wealth, Dallas, TX 75201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 11/2015 | Present |
| Bank Of America, N.A. | Chicago | IL | 01/2016 | Present |
1) US NAVAL RESERVES NOT INVESTMENT RELATED LIEUTENANT COMMANDER 1995 FOREST PARK, IL NO TIME DEVOTED DURING SECURITIES TRAINING HOURS. I*106571 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CONSCIOUS MALE MEDIA LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHICAGO, ILLINOIS 60610 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/1/2017 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM THE SOLE MEMBER AND MANAGER OF THE ENTITY. CONSCIOUS MALE MEDIA LLC IS A WEB BASED BUSINESS THAT PROMOTES PRACTITIONERS IN THE HEALTH, WELLNESS, AND POSITIVITY INDUSTRY. I*114478 For profit or not for profit: For-Profit Organization Name of outside business organization: Evermuse Media, LLC Address of business: Chicago, Illinois 60610 Nature of business: LLC, Position, title, association: Other, Sole Member and Manager Start date of relationship: 3/22/2018 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Online Digital Media Platform publishing content of practitioners in the health, wellness and self-improvement industry. I*1458261 For profit or not for profit: Entity For Profit Name of outside business organization: 2920 Tiburon LLC Investment related: N Address of business: Chicago, Illinois, 60610, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 10/26/2017 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Sole manager/sole member, The LLC was established to hold a loan between my former spouse and me. The loan was subsequently made by and between us individually so the LLC is active but non-operational. I*876282 , Entity Type,For Profit Name of OBA:The Sprouted Company Address:Chicago,ILLINOIS,60610 Investment Related:NO Position, Title, Association: Owner Employee Start Date: 06/24/2022 No Hours: 10 WEEKLY No Hours during trading: 0 Duties:Investment Vehicle that may invest in consumer facing businesses in the future
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-10 |
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