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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2016-10-07
  • IA RA
    APPROVED
    Since 2016-10-07

Branch Locations

Exline, IA • United States

1331 Dundee Ave, Elgin, IL 60120 • United States

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lamb Financial Services Exline IA 10/2001 Present
Self-Employed Exline IA 10/2001 Present
Nehi Firearms Training Llc Exline IA 10/2013 Present
Brokers International Financial Services, Llc. Exline IA 10/2016 Present
  • 10/2001 → Present
    Lamb Financial Services
    Exline, IA
  • 10/2001 → Present
    Self-Employed
    Exline, IA
  • 10/2013 → Present
    Nehi Firearms Training Llc
    Exline, IA
  • 10/2016 → Present
    Brokers International Financial Services, Llc.
    Exline, IA
Other Businesses

1)Lamb Financial Services; Investment related; 26646 610th Street, Exline, IA 52555; Sales of advisory, insurance and securities products; Sales person; 200 hours per month, 100 during trading; Work with prospects and clients to determine which product may fit their need. 2) NEHI Firearms Training LLC; 26646 610th Street Exline IA 52555; Firearms training and certification; Instructor; Start date 10/2013; 10 hours per month; 0 hours during trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-03-18
  • S63 Uniform Securities Agent State Law Examination
    2017-03-18
Designations

View on SEC IAPD

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