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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-27 |
| NE | RA | APPROVED | 2024-10-01 |
| SC | RA | APPROVED | 2024-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 12/2015 | 03/2017 |
| Paula Anderson Harris | Omaha | NE | 12/2015 | 03/2017 |
| Prudential Insurance Company Of America | Omaha | NE | 05/2017 | 09/2022 |
| Pruco Securities, Llc. | Omaha | NE | 05/2017 | 09/2022 |
| Unemployed | Omaha | NE | 03/2017 | 05/2017 |
| The Prudential Insurance Company Of America | Columbus | NE | 11/2022 | 09/2024 |
| Pruco Securities, Llc | Columbus | NE | 11/2022 | 09/2024 |
| Unemployed | Papillion | NE | 09/2022 | 11/2022 |
| Lpl Enterprise, Llc | Fort Mill | SC | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-08 |
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